-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RuBuIz/q9zYJHG/vWw6MIWNbnsidft2WpQKlRpRzsnUyk7EGFPWxN9wN+/Iy7VHz xu+dwTvam82oXuQqu9pcGA== 0001039470-99-000008.txt : 19990615 0001039470-99-000008.hdr.sgml : 19990615 ACCESSION NUMBER: 0001039470-99-000008 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990610 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAC-GRAY CORP CENTRAL INDEX KEY: 0001038280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 043361982 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-53449 FILM NUMBER: 99643720 BUSINESS ADDRESS: STREET 1: 22 WATER ST CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 6174924040 MAIL ADDRESS: STREET 1: 22 WATER STREET CITY: CAMBRIDGE STATE: MA ZIP: 02141 FORMER COMPANY: FORMER CONFORMED NAME: MAC GRAY INC DATE OF NAME CHANGE: 19970424 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAPLAN MYRON M CENTRAL INDEX KEY: 0001039470 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: PO BOX 385 CITY: LEONIA STATE: NJ ZIP: 07605 BUSINESS PHONE: 2015674161 MAIL ADDRESS: STREET 1: PO BOX 385 CITY: LEONIA STATE: NJ ZIP: 07605 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MAC-GRAY CORPORATION (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 554153-10-6 (CUSIP Number) Alan M. Stark 80 Main Street West Orange, New Jersey 07052 (973)325-8660 (Name Address, and Telephone Number of Person Authorized to Receive Notices and Communications) June 1, 1999 (Date of Event which Requires Filing of this Statement) If this filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4) check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 554153-10-6 _______________________________________________________________ 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person MYRON M. KAPLAN S.S. No. ###-##-#### _______________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] _______________________________________________________________ 3) SEC Use Only _______________________________________________________________ 4) Source of Funds: PF ________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). . . . . . . . . . . . NOT APPLICABLE ________________________________________________________________ 6) Citizenship or place of Organization: UNITED STATES ________________________________________________________________ (7) Sole voting Power Number of 927,700 Shares Bene- ficially (8) Shared Voting Power owned by -0- Each Report- ing Person (9) Sole Dispositive Power With 927,700 (10) Shared Dispositive Power -0- ____________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 927,700 ________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) N/A ________________________________________________________________ 13) Percent of Class Represented by Amount in Box (11): 7.3% ________________________________________________________________ 14) Type of Reporting Person I N Item 1. Security and Issuer. This statement relates to the Common Stock (the "Common Stock" or the "Shares"), of MAC-GRAY CORPORATION, a Delaware corporation ("Company"), which has its principal executive offices at 22 Water Street, Cambridge, Massachusetts 02141. Item 2. Identity and Background. This statement is being filed by Myron M. Kaplan, ("Kaplan"). Kaplan is a private investor. Kaplan's business address is at P.O. Box 385, Leonia, NJ 07605. Kaplan has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), nor has he, during the last five years, been a party to a civil proceeding of a judicial or administrative body of a competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. Kaplan beneficially owns 927,700 Shares, and the total cost is $7,885,626. The source of funds for the purchase of all such Shares was personal funds. Item 4. Purpose of Transaction. Kaplan has acquired the Shares for investment purposes, and only in the ordinary course of business. In the ordinary course of business, Kaplan from time to time evaluates holdings or securities, and based on such evaluation, he may determine to acquire or dispose of securities of specific issuers. Kaplan has no present plans or intentions which would result in or relate to any of the transactions described in subparagraphs (a) through (j) of Schedule 13D. Item 5. Interest in Securities of the Issuer. Based upon the information contained in the Company's Form 10Q for the quarterly period ended March 31, 1999 filed with the Securities & Exchange Commission, there were 12,625,428 Shares of the Company's Common Stock outstanding as of May 14, 1999. Kaplan's ownership of 927,700 Shares represents 7.3% of the outstanding Shares. The following table details the transactions by Kaplan in shares of Common Stock within the 60 day period prior to June 1, 1999 and to the date of this filing. All such transactions were open market purchase transactions. Date of Shares Purchased Price Per Transaction Share 04/20/99 3,000 8.56 04/21/99 23,000 8.55 04/29/99 10,000 7.55 04/29/99 10,000 7.30 04/29/99 3,000 7.62 04/30/99 11,100 7.67 04/30/99 10,000 7.61 04/30/99 10,000 7.86 05/03/99 13,000 7.81 05/04/99 22,000 7.81 05/05/99 5,000 7.69 05/06/99 14,000 7.75 05/06/99 15,000 7.56 05/06/99 10,000 7.55 05/07/99 10,000 7.56 05/10/99 20,000 7.53 05/11/99 10,000 7.49 05/12/99 5,000 7.55 05/13/99 104,000 7.90 05/14/99 20,000 8.18 05/17/99 5,000 8.19 05/21/99 13,400 8.64 05/26/99 8,000 8.58 05/27/99 51,000 8.55 05/28/99 5,000 8.94 05/28/99 5,000 9.00 05/28/99 123,000 8.78 06/01/99 20,000 9.00 06/01/99 4,000 8.93 06/01/99 75,000 9.01 06/02/99 4,000 8.94 06/03/99 6,100 8.92 06/04/99 10,000 8.93 06/07/99 40,000 8.85 06/08/99 30,000 8.82 06/09/99 140,100 8.82 Item 6. Contracts, Arrangements, Understandings or Relation- ships with Respect to Securities of the Issuer. Except as described above, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between Kaplan and any other person with respect to any securities of the Company, including but not limited to transfer or voting of any other securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, divisions of profits or loss, or the giving or withholding of proxies. Item 7. Material to be Filed as Exhibits. There is no material to be filed as Exhibits. Signature After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Dated: June 10, 1999 /s/ Myron M. Kaplan MYRON M. KAPLAN ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----